SEC Form 4 · accession 0001179110-16-019431
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Douglas Cheatham
Officer — CFO · Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 17, 2016 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2,F1 | Feb 16, 2016 | A | 9,000 | — | D | 69,023 | D | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 38,736 | I | 401(k) | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 4,192 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 15,000 | 15,000 | D |
| Employee StockOptions | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | common stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Included in this total are 13,523 shares outright and 55,500 shares of restricted stock units in Mr. Cheatham's name alone.
- F2These shares represent Restricted Stock Units granted in 2016 under Old Second's Equity Award Program. These shares have a 3-year cliff vesting.