SEC Form 4 · accession 0001179110-16-019430
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Bonifas
Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 17, 2016 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2,F1 | Feb 16, 2016 | P$0 | 2,500 | — | A | 110,507 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $7.49 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 1,500 | 1,500 | D |
| Employee Stock Opton Right to Buy | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 1,500 | 1,500 | D |
| Employee Stock Option Right to Buy | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Included in this total are 2,062 shares held in Mr. Bonifas name outright; 100,945 shares held in a brokerage account and 7,500 shares of restricted stock units in the name of Mr. Bonifas.
- F2These shares represent Restricted Stock Units granted in 2016 under the Long Term Incentive Program. These shares have a 3-year cliff vesting.