SEC Form 4 · accession 0001179110-16-018818
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Eccher
Officer — CEO · Director
Period of report
Feb 9, 2016
Accepted (ET)
Feb 9, 2016 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF1 | Feb 9, 2016 | P | 788 | $6.57 | A | 140,108 | D | |
| Old Second Bancorp, Inc. Common Stock | Feb 9, 2016 | P | 212 | $6.56 | A | 139,320 | D | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 7,037 | I | 401-k | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 1,960 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 20,000 | 20,000 | D |
| Employee Stock Option | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Included in this total are 148 shares held jointly with spouse; 49,910 shares held in a brokerage account; 50 shares held in Mr. Eccher's name alone and 90,000 shares of restricted stock units in the name of Mr. Eccher.