SEC Form 4 · accession 0001179110-15-014247
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ladowicz
Director
Period of report
Oct 27, 2015
Accepted (ET)
Oct 27, 2015 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc.F3 | Oct 27, 2015 | S | 253 | $6.69 | D | 17,909 | I | co-trustee with spouse |
| Old Second Bancorp Inc. Common StockF2 | holding | — | — | — | 7,146 | D | ||
| Old Second Bancorp, Inc. Common StockF1 | holding | — | — | — | 290,908 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $7.49 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Included in this total are 268,181 shares held by Mr. Ladowicz in a ROTH IRA account and 22,727 shares held in Trust in an IRA account.
- F2Included in this total are 2,146 shares in Mr. Ladowicz' name outright and 5,000 shares of restricted stock units in Mr. Ladowicz' name.
- F3This total reflects the sale of 253 shares from the spouse's trust with Mr. Ladowicz as co-trustee. The balance after the sale is 17,909 shares.