SEC Form 4 · accession 0001179110-15-008844
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Douglas Cheatham
Officer — CFO · Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 9:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2 | Jun 1, 2015 | S | 4,363 | $6.17 | D | 63,523 | D | |
| Old Second Bancorp, Inc. Common StockF1 | Jun 1, 2015 | S | 3,500 | $6.2943 | D | 67,886 | D | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 62,386 | D | ||
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 38,736 | I | 401(k) | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 4,192 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 15,000 | 15,000 | D |
| Employee StockOptions | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | common stock | 12,000 | 12,000 | D |
| Employee Stock Options | $31.34 | holding | — | — | — | Dec 20, 2005 | Dec 21, 2015 | common stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Included in this total are 13,523 shares outright; 46,500 shares of restricted stock units in Mr. Cheatham's name alone and 7,863 shares are held in a brokerage account in Mr. Cheatham's name.
- F2Included in this total are 13,523 shares outright; 46,500 shares of restricted stock units in Mr. Cheatham's name alone and 3,500 shares are held in a brokerage account in Mr. Cheatham's name.