SEC Form 4 · accession 0001179110-15-004372
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Douglas Cheatham
Officer — CFO · Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 6, 2015 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2,F1 | Mar 6, 2015 | A | 9,000 | — | A | 71,386 | D | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 62,386 | D | ||
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 38,439 | I | 401(k) | |
| Old Second Bancorp Inc. Common Stock | holding | — | — | — | 4,192 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 15,000 | 15,000 | D |
| Employee StockOptions | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | common stock | 12,000 | 12,000 | D |
| Employee Stock Options | $31.34 | holding | — | — | — | Dec 20, 2005 | Dec 21, 2015 | common stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Included in this total are 13,523 shares outright; 46,500 shares of restricted stock units in Mr. Cheatham's name alone and 11,363 shares are held in a brokerage account in Mr. Cheatham's name.
- F2These shares represent Restricted Stock Units granted as part of Old Second Bancorp, Inc. 2015 Equity Incentive Plan.