SEC Form 4 · accession 0001179110-15-004362
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Schmitz
Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 6, 2015 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2,F1 | Mar 6, 2015 | A | 2,500 | — | A | 56,996 | D | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 54,496 | D | ||
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 9,590 | I | IRA | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 12,000 | I | Roth IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $7.49 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 1,500 | 1,500 | D |
| Employee Stock Option Right to buy | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 1,500 | 1,500 | D |
| Employee Stock Option Right to Buy | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | Common Stock | 1,500 | 1,500 | D |
| Employee Stock Option Right to Buy | $31.34 | holding | — | — | — | Dec 20, 2005 | Dec 20, 2015 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Included in this total are 200 shares held in Mr. Schmitz' name alone; 51,796 shares held by James Schmitz as Trustee of the James C. Schmitz Trust and 5,000 shares of restricted stock units in the name of Mr. Schmitz.
- F2These shares represent a Restricted Stock Units grant pursuant to Old Second Bancorp, Inc. 2015 Equity Incentive Plan.