SEC Form 4 · accession 0001179110-15-000096
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B Skoglund
Officer — CEO · Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 10:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old second Bancorp, Inc.F3,F1 | Dec 31, 2014 | A | 28,421 | — | A | 61,987 | D | |
| Old Second Bancorp, Inc.F2 | Dec 31, 2014 | D | 50,000 | — | D | 33,566 | D | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 83,566 | D | ||
| Old Second Bancorp Inc. Common Stock | holding | — | — | — | 14,206 | I | 401-k | |
| Old Second Bancorp Inc. Common Stock | holding | — | — | — | 47,038 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 40,000 | 40,000 | D |
| Employee Stock Option | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | Common Stock | 32,000 | 32,000 | D |
| Employee Stock Option | $31.34 | holding | — | — | — | Dec 20, 2005 | Dec 20, 2015 | Common Stock | 32,000 | 32,000 | D |
Explanation of responses
- F1Included in this total are 15,909 shares held by William Skoglund as Trustee of the William Skoglund Trust and 46,078 shares in Mr. Skoglunds' name alone.
- F2These shares represent Restricted Stock Units that have fully vested pursuant to Old Second Bancorp, Inc. Long-Term Equity Incentive Plan.
- F3These shares represent net shares of vested Restricted Stock Units after tax liability.