SEC Form 4/A · accession 0001209191-18-054187
Xcerra Corp · XCRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark J Gallenberger
Officer — Sr.VP & COO/CFO
Period of report
Sep 27, 2018
Accepted (ET)
Oct 4, 2018 · 10:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 27, 2018 | F | 94,458 | $13.77 | D | 610,937 | D | |
| Common StockF3 | Oct 1, 2018 | F | 610,937 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is being amended to check the box to indicate that the reporting person is no longer subject to Section 16 with respect to the Issuer. The transaction described in this filing is not new or revised but is being reported again to gain access to the system.
- F2The disposition of common stock described in this filing reflects the aggregate amount of shares of common stock withheld for tax withholding purposes in connection with the acceleration of all of the outstanding restricted unit grants held by the reporting person.
- F3Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 7, 2018, by and among the Issuer, Cohu, Inc. and Xavier Acquisition Corporation, in exchange for $5,498,433 in cash and 128,846 shares of Cohu, Inc. common stock having a market value of $25.20 per share on the effective date of the merger, plus cash in lieu of any fractional share interest.