SEC Form 4 · accession 0000003570-17-000026
Cheniere Energy, Inc. · LNG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ed Lehotsky
Officer — SVP, Engineer and Construction
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 1, 2017 | S | 9,600 | $46.9613 | D | 95,777 | I | By Trust |
| Common StockF3 | Feb 1, 2017 | S | 400 | $47.655 | D | 95,377 | I | By Trust |
| Common StockF4 | Feb 1, 2017 | M | 22,648 | — | A | 118,025 | D | |
| Common Stock | Feb 1, 2017 | D | 22,648 | $47.10 | D | 95,377 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM UNITSF4,F5 | — | Feb 1, 2017 | M | 22,648 | D | Feb 1, 2017 | Feb 1, 2017 | Common Stock | 22,648 | 47,648 | D |
Explanation of responses
- F1The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This price represents the weighted average sale price. The sale prices for these transactions ranged from $46.52 to $47.49. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This price represents the weighted average sale price. The sale prices for these transactions ranged from $47.52 to $48.04. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4On 04/21/2015, the Reporting Person was granted 70,000 phantom units payable in cash and previously reported on Form 4. One-third of this grant vested on 02/01/2017. Each phantom unit is the economic equivalent of one share of common stock of the Issuer.
- F5Total was adjusted by 1,371 phantom units that were inadvertently included in the Reporting Person's Form 3.