SEC Form 4 · accession 0000356309-18-000038
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M William Howard Jr.
Director
Period of report
Jan 11, 2018
Accepted (ET)
Jan 16, 2018 · 8:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 11, 2018 | M | 3,794 | $0.00 | A | 17,060 | D | |
| Common Stock | Jan 11, 2018 | S$0 | 1,000 | $0.00 | D | 16,060 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Jan 11, 2018 | M | 3,794 | D | Jan 11, 2018 | Jan 11, 2018 | Common Stock | 3,794 | 14,866 | D |
Explanation of responses
- F1Each Phantom Stock Unit is the economic equivalent of one (1) share of New Jersey Resources Corporation (NJR) Common Stock.
- F2Total includes .042 shares of accrued dividends.
- F3The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/27/2017.