SEC Form 4/A · accession 0000356309-17-000153
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Patrick J. Migliaccio
Officer — Senior VP and CFO
Period of report
Oct 15, 2017
Accepted (ET)
Nov 15, 2017 · 10:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2017 | A | 9,102 | $0.00 | A | 24,127 | D | |
| Common Stock | Oct 15, 2017 | F | 6,157 | $43.30 | D | 17,970 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F1,F3,F4 | — | Oct 15, 2017 | M | 9,102 | D | — | — | Deferred Stock Units | 9,102 | 0 | D |
Explanation of responses
- F1Each deferred stock unit represents a contingent right to receive one share of New Jersey Resources Corporation common stock.
- F2Reflects a correction to Item 5 of Table II, which incorrectly listed the derivative securities as acquired rather than disposed of.
- F3Deferred stock unit award is payable subject to certain conditions on 10/15/2017.
- F4Total reflects a 2 for 1 stock split on March 3, 2015 and includes dividends accrued.