SEC Form 4 · accession 0000356309-17-000137
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kathleen T Ellis
Officer — Executive Vice President
Period of report
Oct 15, 2017
Accepted (ET)
Oct 17, 2017 · 9:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2017 | A | 15,472 | $0.00 | A | 111,685 | D | |
| Common Stock | Oct 15, 2017 | F | 9,902 | $43.30 | D | 101,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2,F3 | — | Oct 15, 2017 | M | 15,472 | A | — | — | Common Stock | 15,472 | 0 | D |
Explanation of responses
- F1Each deferred stock unit represents a contingent right to receive one share of NJR common stock.
- F2Deferred stock unit award is payable subject to certain conditions on 10/15/2017.
- F3Total reflects a 2 for 1 stock split on March 3, 2015 and includes dividends accrued.