SEC Form 4 · accession 0000356309-17-000038
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M William Howard Jr.
Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2017 | M | 2,826 | $0.00 | A | 15,266 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Jan 31, 2017 | M | 2,826 | D | Jan 31, 2017 | Jan 31, 2017 | Common Stock | 2,826 | 15,606 | D |
Explanation of responses
- F1Total includes an accrual of .018 shares of NJR Common Stock through the NJR Dividend Reinvestment Plan (DRP).
- F2Each Phantom Stock Unit is the economic equivalent of one (1) share of New Jersey Resources Corporation (NJR) Common Stock.
- F3Total includes 109.331 shares of accrued dividends.