SEC Form 4 · accession 0000356309-17-000030
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn C Lockwood
Officer — Executive V.P.
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 31, 2017 | F | 62 | $37.70 | D | 176,734 | D | |
| Common StockF1 | Jan 31, 2017 | F | 39 | $37.70 | D | 176,695 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to pay taxes related to monthly vesting of restricted stock due to executive's eligibility for retirement.
- F2Total includes shares held outright, and shares held in a compensation deferral plan, in the New Jersey Resources Corporation ESOP Plan and 401(k)Plan, which are accounted for on a unitized basis that reflects a calculated value.
- F3Total includes 1,192.829 shares of accrual dividends.