SEC Form 4/A · accession 0000356309-17-000012
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lawrence R Codey
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F1,F2 | — | Jan 3, 2017 | A | 2,849 | A | — | — | Common Stock | 2,849 | 23,360 | D |
Explanation of responses
- F1Each Phantom Stock Unit is the economic equivalent of one (1) share of New Jersey Resources Corporation (NJR) Common Stock.
- F2The Phantom Stock Units represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan and are to be paid in two equal annual payments in NJR Common Stock when Mr. Codey ceases to be a Director.
- F3Total includes an accrual of 541.046 shares of New Jersey Resources Corporation (NJR) Common Stock through the NJR Dividend Reinvestment Plan.
Remarks
Form amended to correct signature.