SEC Form 4 · accession 0000356309-16-000243
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley M Kosierowski
Officer — President, Subsidiaries
Period of report
Oct 15, 2016
Accepted (ET)
Oct 18, 2016 · 8:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 15, 2016 | F | 466 | $0.00 | D | 26,482 | D | |
| Common Stock | Oct 15, 2016 | F | 451 | $0.00 | D | 26,031 | D | |
| Common Stock | Oct 15, 2016 | F | 443 | $0.00 | D | 25,588 | D | |
| Common Stock | Oct 15, 2016 | A | 1,788 | $32.55 | A | 27,376 | D | |
| Common Stock | Oct 15, 2016 | F | 928 | $0.00 | D | 26,448 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F3 | — | Oct 15, 2016 | M | 1,788 | D | Oct 15, 2016 | — | Common Stock | 1,788 | 0 | D |
Explanation of responses
- F1Total includes an accrual of 143.618 shares of New Jersey Resources Corporation (NJR) Common Stock through the NJR Dividend Reinvestment and Stock Purchase Plan (DRP).
- F2Each deferred stock unit represents a contingent right to receive one share of NJR Common Stock plus accrued dividends.
- F3Deferred stock unit award is payable subject to certain conditions on 10/15/16.