SEC Form 4 · accession 0000356309-16-000152
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Trice
Director
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 25, 2016 | M | 4,712 | $0.00 | A | 51,562 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F4 | — | Jan 25, 2016 | M | 4,712 | D | Jan 25, 2015 | Jan 25, 2015 | Common Stock | 4,712 | 18,910 | D |
Explanation of responses
- F1Each Phantom Stock Unit is the economic equivalent of one (1) share of New Jersey Resources Corporation (NJR) Common Stock.
- F2Total reflects 2 for 1 stock split on March 3, 2015.
- F3Total includes an accrual of .146 shares of NJR Common Stock through the NJR Dividend Reinvestment Plan (DRP).
- F4Total includes an accrual of 148.469 shares of NJR Common Stock through the NJR DRP.