SEC Form 4 · accession 0000356309-16-000136
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred C Koeppe
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F4,F1,F2 | — | Jan 4, 2016 | A | 2,748 | A | — | — | Common Stock | 2,748 | 37,532,541 | D |
Explanation of responses
- F1Each Phantom Stock Unit is the economic equivalent of one (1) share of New Jersey Resources Corporation (NJR) Common Stock.
- F2The Phantom Stock Units represent director fees that are deferred pursuant to NJR Directors Deferred Compensation Plan and are to be paid in three equal annual payments in NJR Common Stock beginning January 2021.
- F3Total includes an accrual of 809.999 shares of NJR Common Stock through the NJR Dividend Reinvestment Plan.
- F4Total reflects a two for one stock split on March 3, 2015.