SEC Form 4 · accession 0000356309-15-000093

NEW JERSEY RESOURCES CORP · NJR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive V.P. & CFO

Period of report

Nov 10, 2015

Accepted (ET)

Nov 13, 2015 · 7:50 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000356309

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3,F4	Nov 10, 2015	M	10,339	$0.00	A	170,909	D
Common Stock	Nov 10, 2015	F	3,936	$30.03	D	166,973	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F1	—	Nov 10, 2015	M	8,616	D	Nov 10, 2015	Nov 10, 2015	Performance Shares	8,616	0	D

F1Represents number of shares, which vested at 120% of the target (plus accrued dividends) after a 33-month period beginning on January 1, 2013, upon certification by the Leadership Development and Compensation Committee of New Jersey Resources Corporation's (NJR) performance versus the applicable performance goals. Performance shares converted 1 for 1 into shares of NJR Common Stock. There is no purchase or sale price upon vesting of the Performance Shares.
F2Total reflects a two for one stock split on March 3, 2015.
F3Total includes accrued dividends of 1119.235 shares of New Jersey Resources (NJR) Common Stock held in the NJR Dividend Reinvestment Plan (DRP).
F4Total includes shares held outright, shares held in compensation deferral plan and shares held in New Jersey Resources Corporation (NJR) ESOP Plan and 401-k Plan that are accounted for on a unitized basis that reflects a calculated value. Each includes reinvested dividends through the NJR Dividend Reinvestment Plan.