SEC Form 4 · accession 0000356309-15-000075
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen T Ellis
Officer — Senior Vice President
Period of report
Oct 15, 2015
Accepted (ET)
Oct 19, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 15, 2015 | A | 7,162 | $0.00 | A | 83,751 | D | |
| Common Stock | Oct 15, 2015 | F | 1,899 | $0.00 | D | 81,852 | D | |
| Common Stock | Oct 15, 2015 | F | 493 | $0.00 | D | 81,359 | D | |
| Common Stock | Oct 15, 2015 | F | 411 | $0.00 | D | 80,948 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F3,F4 | — | Oct 15, 2015 | M | 7,162 | D | — | — | Common Stock | 7,162 | 0 | D |
Explanation of responses
- F1Total reflects 2 for 1 stock split on March 3, 2015.
- F2Total includes an accrual of 447.355 New Jersey Resources (NJR Common Stock through the NJR Dividend Reinvestment Plan (DRP).
- F3Each deferred stock unit represents a contingent right to receive one share of New Jersey Resources Corporation common stock.
- F4Deferred stock unit award is payable subject to certain conditions on 10/15/15.