SEC Form 4 · accession 0000356309-15-000073
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurence M Downes
Officer — Chairman, President & CEO · Director
Period of report
Oct 15, 2015
Accepted (ET)
Oct 19, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 15, 2015 | A | 22,748 | $30.81 | A | 362,552 | D | |
| Common Stock | Oct 15, 2015 | F | 10,214 | $30.81 | D | 352,308 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF4,F3,F5 | — | Oct 15, 2015 | M | 22,748 | D | — | — | Common Stock | 22,748 | 0 | D |
Explanation of responses
- F1Total includes an accrual of 272.541 shares of New Jersey Resources (NJR) Common Stock through the NJR Dividend Reinvestment Plan (DRP).
- F2Total includes shares held in the NJR Employee Stock Ownership Plan, which include reinvested dividends through the NJR DRP.
- F3Each deferred stock unit represents a contingent right to receive one share of NJR common stock.
- F4Total reflects 2 for 1 stock split on March 3, 2015.
- F5Deferred stock unit award is payable subject to certain conditions on 10/15/2015.