SEC Form 4 · accession 0000356309-15-000067
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D Westhoven
Officer — Senior V.P., Subsidiary
Period of report
Oct 15, 2015
Accepted (ET)
Oct 19, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 15, 2015 | A | 9,256 | $30.81 | A | 72,867 | D | |
| Common Stock | Oct 15, 2015 | F | 2,454 | $30.81 | D | 70,413 | D | |
| Common Stock | Oct 15, 2015 | F | 1,160 | $30.81 | D | 69,253 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F4,F5 | — | Oct 15, 2015 | A | 9,256 | D | — | — | Common Stock | 9,256 | 0 | D |
Explanation of responses
- F1Total reflects 2 for 1 stock split on March 3, 2015.
- F2Total includes shares held in New Jersey Resources Corporation (NJR) ESOP Plan and 401-k Plan that are accounted for on a unitized basis that reflects a calculated value. Each includes reinvested dividends through the NJR Dividend Reinvestment Plan.
- F3Total includes an accrual of 1847.986 shares of New Jersey Resources (NJR) Common Stock through the NJR Dividend Reinvestment Plan (DRP).
- F4Each deferred stock unit represents a contingent right to receive one share of New Jersey Resources Corporation common stock.
- F5Deferred stock unit award is payable subject to certain conditions on 10/15/15.