SEC Form 4 · accession 0000356309-15-000065
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah G Zilai
Officer — Vice President, Subsidiary
Period of report
Oct 15, 2015
Accepted (ET)
Oct 19, 2015 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 15, 2015 | A | 2,932 | $30.81 | A | 69,395 | D | |
| Common Stock | Oct 15, 2015 | F | 1,305 | $30.81 | D | 68,617 | D | |
| Common Stock | Oct 15, 2015 | F | 229 | $30.81 | D | 68,388 | D | |
| Common Stock | Oct 15, 2015 | F | 197 | $30.81 | D | 68,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F4,F5 | — | Oct 15, 2015 | M | 2,932 | D | — | — | Common Stock | 2,932 | 0 | D |
Explanation of responses
- F1Total reflects 2 for 1 stock split on March 3, 2015.
- F2Total includes shares held outright and in the Dividend Reinvestment Plan (DRP).
- F3Total includes an accrual of 80.069 shares of New Jersey Resources (NJR) Common Stock through the NJR Dividend Reinvestment Plan (DRP)
- F4Each deferred stock unit represents a contingent right to receive one share of New Jersey Resources Corporation common stock.
- F5Deferred stock unit award is payable subject to certain conditions on 10/15/15.