SEC Form 4 · accession 0001209191-15-074632
Gold Merger Sub, LLC · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Michael Sanfilippo
Officer — Chief Executive Officer · Director
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2015 | A | 31,100 | $0.00 | A | 274,276 | D | |
| Common Stock | holding | — | — | — | 634,948 | I | By Sanfilippo Family Trust | |
| Common Stock | holding | — | — | — | 1,500 | I | By Daughter | |
| Common Stock | holding | — | — | — | 1,500 | I | By Daughter | |
| Common Stock | holding | — | — | — | 1,377 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $35.64 | Oct 5, 2015 | A | 46,200 | A | — | Oct 5, 2022 | Common Stock | 46,200 | 46,200 | D |
Explanation of responses
- F1The stock options vest in four equal annual installments beginning on October 5, 2016.