SEC Form 4 · accession 0001620863-19-000001
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Virginia Walker
Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 4, 2019 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | M | 10,000 | $12.63 | A | 17,078 | D | |
| Common Stock | Feb 1, 2019 | F | 3,368 | $37.49 | D | 13,710 | D | |
| Common Stock | Feb 1, 2019 | J | 0 | $0.00 | A | 1,193,703 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $12.63 | Feb 1, 2019 | M | 10,000 | D | Mar 10, 2012 | Mar 10, 2019 | Common Stock | 10,000 | 16,000 | D |
Explanation of responses
- F1No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.