SEC Form 4 · accession 0001620863-18-000064
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory W Giese
Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 3, 2018 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | M | 2,000 | $16.59 | A | 6,210 | D | |
| Common Stock | Dec 3, 2018 | J | 0 | $0.00 | A | 500 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $16.59 | Dec 3, 2018 | M | 2,000 | A | Feb 6, 2015 | Feb 6, 2023 | Common Stock | 2,000 | 9,500 | D |
Explanation of responses
- F1No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.