SEC Form 4 · accession 0001620863-18-000053
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Atwood
Director
Period of report
Jul 16, 2018
Accepted (ET)
Jul 19, 2018 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 16, 2018 | J | 0 | $0.00 | A | 528,539 | D | |
| Common StockF2 | Jul 16, 2018 | J | 0 | $0.00 | A | 302,814 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | — | Jul 16, 2018 | A | 833 | A | — | — | Common Stock | 833 | 833 | D |
Explanation of responses
- F1No transactions occurred among these shares. Intended only to reflect shares beneficially owned.
- F2Held in IRA
- F3Represents the grant of Restricted Stock Units. 100% of the shares vest on July 16, 2019 (or earlier, provided certain conditions are met).Cash dividends on the RSUs are reinvested in shares of Common Stock of the Issuer at fair market value on the date of the dividend payment.