SEC Form 4/A · accession 0001620863-18-000005
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William J Casey
Director
Period of report
May 3, 2018
Accepted (ET)
May 4, 2018 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2018 | M | 2,500 | $15.40 | A | 493,751 | D | |
| Common StockF1 | May 3, 2018 | F | 1,031 | $37.34 | D | 492,720 | D | |
| Common Stock | May 4, 2018 | J | 0 | $0.00 | A | 133,324 | I | Casey Family LLC of which I am a manager |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $15.40 | May 3, 2018 | M | 2,500 | D | May 20, 2009 | May 20, 2018 | Common Stock | 2,500 | 17,000 | D |
Explanation of responses
- F1This amended filing is to reflect shares disposed of rather than acquired.
- F2No transaction occurred among these shares, intended only to reflect number of shares beneficially owned.