SEC Form 4 · accession 0001620863-17-000074
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Osullivan
Officer — EVP Wholesale Banking
Period of report
Aug 11, 2017
Accepted (ET)
Aug 14, 2017 · 1:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2017 | M | 398 | — | A | 166,104 | D | |
| Common Stock | Aug 14, 2017 | J | 0 | $0.00 | A | 45,065 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 11, 2017 | M | 398 | D | — | — | Common Stock | 398 | 3,573 | D |
Explanation of responses
- F1Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017
- F2No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.