SEC Form 4 · accession 0001620863-17-000069
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel K Bailey
Officer — EVP Retail Banking
Period of report
Jun 13, 2017
Accepted (ET)
Jun 14, 2017 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2017 | M | 4,000 | $15.34 | A | 28,429 | D | |
| Common Stock | Jun 13, 2017 | F | 2,870 | $36.51 | D | 25,559 | D | |
| Common Stock | Jun 13, 2017 | M | 6,000 | $14.54 | A | 31,559 | D | |
| Common Stock | Jun 13, 2017 | F | 4,317 | $36.51 | D | 27,242 | D | |
| Common Stock | Jun 14, 2017 | J | 0 | $0.00 | A | 7,129 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $15.34 | Jun 13, 2017 | M | 4,000 | D | May 22, 2017 | May 22, 2022 | Common Stock | 4,000 | 17,000 | D |
| Option Common Stock | $14.54 | Jun 13, 2017 | M | 6,000 | D | Dec 20, 2016 | Dec 20, 2021 | Common Stock | 6,000 | 11,000 | D |
Explanation of responses
- F1No transaction occurred among these shares. Intended only to reflect number of shres beneficially owned.