SEC Form 4/A · accession 0001620863-17-000060
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas J Reddish
Officer — EVP/Chief Financial Officer
Period of report
May 19, 2017
Accepted (ET)
Jun 5, 2017 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | May 19, 2017 | M | 461 | — | A | 28,055 | D | |
| Common StockF3 | May 19, 2017 | F | 169 | $34.84 | D | 27,886 | D | |
| Common Stock | Jun 5, 2017 | J | 0 | $0.00 | A | 17,483 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 19, 2017 | M | 461 | D | — | — | Common Stock | 461 | 3,370 | D |
Explanation of responses
- F1Result of vesting of an RSU granted on May 19, 2016 that was vested on May 19th, 2017
- F2No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.
- F3This amendment to the reporting person's form 4 filed on May 22nd, 2017 corrects the number of shares beneficially owned in Table 1