SEC Form 4/A · accession 0001620863-17-000058
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William J Casey
Director
Period of report
May 23, 2017
Accepted (ET)
Jun 5, 2017 · 3:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | May 23, 2017 | J | 0 | $0.00 | A | 491,251 | D | |
| Common Stock | Jun 5, 2017 | J | 0 | $0.00 | A | 133,324 | I | Casey Family LLC of which I am a manager |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | May 23, 2017 | A | 1,000 | A | — | May 23, 2018 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2018
- F2No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.
- F3This amended form is filed solely to report the correct amount of shares beneficially owned in Table I