SEC Form 4 · accession 0001620863-17-000045
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Koehnen
Director
Period of report
May 23, 2017
Accepted (ET)
Jun 1, 2017 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2017 | J | 0 | $0.00 | A | 90,794 | D | |
| Common Stock | Jun 1, 2017 | J | 0 | $0.00 | A | 2,300 | I | By Spouse |
| Common Stock | Jun 1, 2017 | J | 0 | $0.00 | A | 1,700 | I | By Children |
| Common Stock | Jun 1, 2017 | J | 0 | $0.00 | A | 4,400 | I | By Mothers Trust in Which I am Trustee |
| Common Stock | Jun 1, 2017 | J | 0 | $0.00 | A | 8,600 | I | BY Koehnen and Sons profit sharing which I am a trustee |
| Common Stock | Jun 1, 2017 | J | 0 | $0.00 | A | 65,214 | I | By Koehnen and Sons which I am owner |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | May 23, 2017 | A | 1,000 | A | — | May 23, 2018 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018
- F2No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.