SEC Form 4 · accession 0001620863-17-000042
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory W Giese
Director
Period of report
May 23, 2017
Accepted (ET)
Jun 1, 2017 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 23, 2017 | J | 0 | $0.00 | A | 3,118 | D | |
| Common Stock | Jun 1, 2017 | J | 0 | $0.00 | A | 500 | I | By Spouse shares held with broker |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | May 23, 2017 | A | 1,000 | A | — | May 23, 2018 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018
- F2This Form 4 also corrects the amount of securities beneficially owned following the reported transaction in the Form 4 which should have been 3117.76 shares
- F3No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.