SEC Form 4/A · accession 0001620863-17-000035
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas J Reddish
Officer — EVP/Chief Financial Officer
Period of report
May 18, 2017
Accepted (ET)
May 22, 2017 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | May 18, 2017 | M | 1,268 | — | A | 27,878 | D | |
| Common Stock | May 18, 2017 | F | 598 | $35.04 | D | 27,280 | D | |
| Common Stock | May 18, 2017 | J | 0 | $0.00 | A | 17,483 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1 | — | May 18, 2017 | M | 1,268 | D | — | — | Common Stock | 1,268 | 3,831 | D |
Explanation of responses
- F1Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017.
- F2No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.
- F3This amendment to the reporting person's form 4 filed on May 19th, 2017 corrects the number of restricted stock units that converted on May 18, 2017 (reported in Table II) and the number of shares of common stock acquired as a result (Reported in Table I). No other changes made to the original form 4.