SEC Form 4 · accession 0001620863-17-000024
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Casey
Director
Period of report
May 18, 2017
Accepted (ET)
May 18, 2017 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2017 | M | 5,000 | $22.54 | A | 493,448 | D | |
| Common Stock | May 18, 2017 | F | 3,216 | $35.04 | D | 490,232 | D | |
| Common Stock | May 18, 2017 | J | 0 | $0.00 | A | 133,324 | I | Casey Family LLC of which I am a manager |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $22.54 | May 18, 2017 | M | 5,000 | D | May 22, 2008 | May 22, 2017 | Common Stock | 5,000 | 490,232 | D |
Explanation of responses
- F1No transaction occurred among these shares, intended only to reflect number of shares beneficially owned.