SEC Form 4 · accession 0001620863-17-000016
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Osullivan
Officer — EVP Wholesale Banking
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2017 | M | 19,400 | $22.54 | A | 175,234 | D | |
| Common Stock | May 10, 2017 | F | 12,187 | $35.88 | A | 163,047 | D | |
| Common Stock | May 10, 2017 | J | 0 | $0.00 | A | 45,065 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $22.54 | May 10, 2017 | M | 19,400 | D | May 22, 2012 | May 22, 2017 | Common Stock | 19,400 | 163,047 | D |
Explanation of responses
- F1No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.