SEC Form 4 · accession 0001620863-17-000003
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Amaral
Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 5,000 | $22.54 | A | 11,285 | D | |
| Common Stock | Feb 27, 2017 | F | 3,036 | $37.12 | D | 8,249 | D | |
| Common StockF2 | Mar 1, 2017 | J | 0 | $0.00 | A | 1,261,175 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $22.54 | Feb 27, 2017 | M | 5,000 | D | May 22, 2008 | May 22, 2017 | Common Stock | 5,000 | 8,249 | D |
Explanation of responses
- F1No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.
- F2The reporting person is a trustee of the issuers Employee Stock Ownership plan. The reporting person has no security interest in, and disclaims beneficial ownership of these securities.