SEC Form 4 · accession 0001620863-17-000002
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig B Carney
Officer — EVP & Chief Credit Officer
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2017 | M | 10,450 | $22.54 | A | 20,738 | D | |
| Common Stock | Feb 21, 2017 | J | 0 | $0.00 | A | 125 | I | By Children |
| Common Stock | Feb 21, 2017 | J | 0 | $0.00 | A | 131 | I | By Children |
| Common Stock | Feb 21, 2017 | J | 0 | $0.00 | A | 114 | I | By Children |
| Common Stock | Feb 21, 2017 | J | 0 | $0.00 | A | 14,163 | I | By ESOP |
| Common Stock | Feb 17, 2017 | F | 8,671 | $37.21 | D | 12,067 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $22.54 | Feb 17, 2017 | M | 10,450 | D | May 22, 2008 | May 22, 2017 | Common Stock | 10,450 | 12,067 | D |
Explanation of responses
- F1No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.