SEC Form 4 · accession 0001620863-17-000001
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Reddish
Officer — EVP, Chief Financial Officer
Period of report
Feb 3, 2017
Accepted (ET)
Feb 6, 2017 · 1:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2017 | M | 6,000 | $14.54 | A | 31,067 | D | |
| Common Stock | Feb 3, 2017 | F | 4,457 | $37.13 | D | 26,610 | D | |
| Common Stock | Feb 6, 2017 | J | 0 | $0.00 | A | 16,678 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $14.54 | Feb 3, 2017 | M | 6,000 | D | Dec 20, 2012 | Dec 20, 2021 | Common Stock | 6,000 | 8,400 | D |
Explanation of responses
- F1No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.