SEC Form 4 · accession 0001620863-16-000146

TRICO BANCSHARES / · TCBK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & Chief Financial Officer

Period of report

Nov 16, 2016

Accepted (ET)

Nov 17, 2016 · 5:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000356171

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 16, 2016	M	25,000	$17.54	A	70,210	D
Common Stock	Nov 16, 2016	F	20,229	$30.61	D	49,981	D
Common Stock	Nov 16, 2016	M	24,000	$14.54	A	73,981	D
Common Stock	Nov 16, 2016	F	18,393	$30.61	D	55,588	D
Common Stock	Nov 16, 2016	M	16,000	$15.34	A	71,588	D
Common Stock	Nov 16, 2016	F	12,399	$30.61	D	59,189	D
Common Stock	Nov 16, 2016	M	6,600	$19.46	A	65,789	D
Common Stock	Nov 16, 2016	F	5,420	$30.61	D	60,369	D
Common Stock	Nov 17, 2016	J	0	$0.00	A	16,678	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option Common Stock	$17.54	Nov 16, 2016	M	25,000	D	May 25, 2011	May 25, 2020	Common Stock	25,000	61,000	D
Option Common Stock	$14.54	Nov 16, 2016	M	24,000	D	Dec 20, 2012	Dec 20, 2021	Common Stock	24,000	37,000	D
Option Common Stock	$15.34	Nov 16, 2016	M	16,000	D	May 22, 2013	May 22, 2022	Common Stock	16,000	21,000	D
Option Common Stock	$19.46	Nov 16, 2016	M	6,600	D	May 9, 2014	May 9, 2023	Common Stock	6,600	14,400	D

F1No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.