SEC Form 4 · accession 0001620863-16-000145
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel K Bailey
Officer — EVP/Retail Banking
Period of report
Nov 16, 2016
Accepted (ET)
Nov 17, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2016 | M | 24,000 | $14.54 | A | 36,396 | D | |
| Common Stock | Nov 16, 2016 | F | 18,393 | $30.61 | D | 18,003 | D | |
| Common Stock | Nov 17, 2016 | J | 0 | $0.00 | A | 6,346 | I | In ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $14.54 | Nov 16, 2016 | M | 24,000 | D | Dec 20, 2012 | Dec 20, 2021 | Common Stock | 24,000 | 37,000 | D |
Explanation of responses
- F1No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.