SEC Form 4 · accession 0001620863-16-000143
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig B Carney
Officer — EVP & Chief Credit Officer
Period of report
Sep 9, 2016
Accepted (ET)
Sep 12, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2016 | S | 4,679 | $27.0074 | D | 10,288 | D | |
| Common Stock | Sep 12, 2016 | J | 0 | $0.00 | A | 14,163 | I | By ESOP |
| Common Stock | Sep 12, 2016 | J | 0 | $0.00 | A | 123 | I | By Children |
| Common Stock | Sep 12, 2016 | J | 0 | $0.00 | A | 130 | I | By Children |
| Common Stock | Sep 12, 2016 | J | 0 | $0.00 | A | 113 | I | By Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sale price of multiple sales at prices ranging from $27.0000 to $27.1200. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.
- F2No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.