SEC Form 4 · accession 0001620863-16-000141
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J M Wells Jr.
Director
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2016 | M | 1,500 | $23.205 | A | 11,338 | D | |
| Common Stock | Aug 18, 2016 | J | 0 | $0.00 | A | 1,234 | I | As Executor of estate of Jean M Wells |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $23.205 | Aug 16, 2016 | M | 1,500 | D | Oct 6, 2015 | Oct 6, 2024 | Common Stock | 1,500 | 6,000 | D |
Explanation of responses
- F1No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.