SEC Form 4 · accession 0001620863-16-000139
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol A Ward
Officer — EVP/Chief Operating Officer
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2016 | M | 316 | — | A | 316 | D | |
| Common Stock | Aug 15, 2016 | J | 0 | $0.00 | A | 1,436 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 11, 2016 | M | 316 | D | — | — | Common Stock | 316 | 4,307 | D |
Explanation of responses
- F1Result of vesting of a RSU granted on August 11, 2014 that was vested on August 11, 2016.
- F2No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.