SEC Form 4 · accession 0001620863-16-000133
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol A Ward
Officer — EVP/Chief Operating Officer
Period of report
Jul 12, 2016
Accepted (ET)
Jul 14, 2016 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 12, 2016 | S | 3,944 | $28.1111 | D | 0 | D | |
| Common Stock | Jul 14, 2016 | J | 0 | $0.00 | A | 1,436 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sale price of multiple sales at prices ranging from $28.000 to $28.215. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.
- F2No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.