SEC Form 4 · accession 0001620863-16-000131
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Reddish
Officer — EVP & Chief Financial Officer
Period of report
Jun 10, 2016
Accepted (ET)
Jun 13, 2016 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2016 | M | 19,100 | $22.54 | A | 60,285 | D | |
| Common Stock | Jun 10, 2016 | F | 17,230 | $28.45 | D | 43,055 | D | |
| Common Stock | Jun 10, 2016 | M | 8,500 | $15.40 | A | 51,555 | D | |
| Common Stock | Jun 10, 2016 | F | 6,660 | $28.45 | D | 44,895 | D | |
| Common Stock | Jun 13, 2016 | J | 0 | $0.00 | A | 16,678 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $22.54 | Jun 10, 2016 | M | 19,100 | D | May 22, 2008 | May 22, 2017 | Common Stock | 19,100 | 94,500 | D |
| Option Common Stock | $15.40 | Jun 10, 2016 | M | 8,500 | D | May 20, 2009 | May 20, 2018 | Common Stock | 8,500 | 86,000 | D |
Explanation of responses
- F1No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.