SEC Form 4/A · accession 0001620863-16-000122
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William J Casey
Director
Period of report
May 19, 2016
Accepted (ET)
Jun 10, 2016 · 1:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2016 | J | 0 | $0.00 | A | 488,448 | D | |
| Common Stock | May 20, 2016 | M | 5,000 | $25.91 | A | 138,120 | I | Casey Family LLC which I am a manager |
| Common Stock | May 20, 2016 | F | 4,796 | $27.01 | D | 133,324 | I | Casey Family LLC of which I am a manager |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | $0.00 | May 19, 2016 | A | 1,000 | A | — | May 18, 2017 | Common Stock | 1,000 | 1,000 | D |
| Options Common Stock | $25.91 | May 20, 2016 | M | 5,000 | D | May 23, 2007 | May 23, 2016 | Common Stock | 5,000 | 24,500 | D |
Explanation of responses
- F1This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table II rather than Table l and to the correct the total beneficial ownership of common stock reported in Table I.
- F2No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.
- F3Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/18/2017.