SEC Form 4/A · accession 0001620863-16-000116
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard B Osullivan
Officer — EVP Wholesale Banking
Period of report
May 23, 2016
Accepted (ET)
Jun 9, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2016 | S | 900 | $27.14 | D | 176,514 | D | |
| Common Stock | May 24, 2016 | S | 5,000 | $27.80 | D | 171,514 | D | |
| Common Stock | May 24, 2016 | S | 4,100 | $27.14 | D | 167,414 | D | |
| Common Stock | May 25, 2016 | S | 5,000 | $27.78 | D | 162,414 | D | |
| Common Stock | May 25, 2016 | S | 5,000 | $27.8038 | D | 157,414 | D | |
| Common Stock | May 25, 2016 | S | 5,000 | $27.8882 | D | 152,414 | D | |
| Common Stock | Jun 9, 2016 | J | 0 | $0.00 | A | 43,344 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended form is filed solely to report the correct total beneficial ownership of common stock reported in Table I.
- F2No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.